With the new version 5.9.1.7 Cube Platform introduces the following new enhancements to the existing functionalities for Fund Management Companies, External Asset Managers and Independent Financial Advisors

  • Extension of client profiling to comply with 2021 FINMA directives: this will allow for risk profile parameters to reflect in pre-trade compliance checks (now limited to MiFID directives)
  • Logging of Model Portfolio re-weightings following Asset Allocation Committee decisions
  • European MiFID Template (EMT) Target Market security data acquisition via bulk upload of issuer EMT files
  • One-step FIX live order modification (e.g. change limit price) even when not supported by ROE (rules of engagement)
  • Improved FIX setup page, allows faster parametrization of executing venue’s ROE
  • Improved FIX Monitor page, with advanced filtering of FIX messages, counterparties, etc
  • New document-based DB storage for in-app retrieval of client documents, bank statements, etc
  • New dashboard tiles specifically designed for retail (advisory and managed) clients.